-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ClKfJ9/3Y4CKAhIp7U7pUFOHvO4V138TUy1NUrZikZ1RuRYNujuWswyUHGe76LBl Cw6s3uH1aLQgEeSU/WOAYw== 0000912057-96-002576.txt : 19960216 0000912057-96-002576.hdr.sgml : 19960216 ACCESSION NUMBER: 0000912057-96-002576 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19960214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MESABA HOLDINGS INC CENTRAL INDEX KEY: 0000835768 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 411616499 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39823 FILM NUMBER: 96520247 BUSINESS ADDRESS: STREET 1: 7501 26TH AVE S CITY: MINNEAPOLIS STATE: MN ZIP: 55450 BUSINESS PHONE: 6127265151 MAIL ADDRESS: STREET 1: 7501 26TH AVE SOUTH CITY: MINNEAPOLIS STATE: MN ZIP: 55450 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SWENSON LOWELL T CENTRAL INDEX KEY: 0000903699 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1020 CENTENNIAL DR STREET 2: PO BOX D CITY: THIEF RIVER FALLS STATE: MN ZIP: 56701 MAIL ADDRESS: STREET 1: 1020 CENTENNIAL DR STREET 2: PO BOX D CITY: THIEF RIVER FALLS STATE: MN ZIP: 56701 SC 13G/A 1 SEC LETTER February 14, 1996 (612) 334-8489 Securities and Exchange Commission 450 Fifth Street N.W. Washington, D.C. 20549 RE: MESABA HOLDINGS, INC. AMENDMENT NO. 4 TO SCHEDULE 13G RELATING TO LOWELL T. SWENSON Gentlemen: I enclose for filing on behalf of Lowell T. Swenson Amendment No. 4 to Schedule 13G relating to Mr. Swenson's beneficial ownership of Mesaba Holdings, Inc. common stock. Pursuant to Rule 901(d) of Regulation S-T, a conforming copy of this electronic filing is not being submitted to the Commission. Very truly yours, /s/ Christopher C. Cleveland ---------------------------- CCC/dm Enclosures cc: Lowell T. Swenson (w/enclosure) John S. Fredericksen (w/enclosure) William T. Dolan, Esq. (w/enclosure) EX-99.13G 2 FORM 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4 )* --------- Mesaba Holdings, Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - ------------------------------------------------------------------------------- (Title of Class of Securities) 590 66 B102 ----------------------------- (CUSIP Number) Check the following box if a fee is being paid with the statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages CUSIP No. 590 66 B102 13G Page 2 of 5 Pages ----------- --- --- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LOWELL T. SWENSON 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / NOT APPLICABLE 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. 5 SOLE VOTING POWER 346,848 NUMBER OF SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH 100,000 REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER 346,848 8 SHARED DISPOSITIVE POWER 100,000 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 446,848 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / NOT APPLICABLE 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.51% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1. (a) Name of Issuer: Mesaba Holdings, Inc. (b) Address of Issuer's Principal Executive Office: 7501 26th Avenue South Minneapolis, MN 55450 Item 2. (a) Name of Person Filing: Lowell T. Swenson (b) Address of Principal Business Office: 1020 Centennial Drive P. O. Box D Thief River Falls, MN 56701 (c) Citizenship: U.S.A. (d) Title of Class of Securities: Common Stock, $.01 par value (e) CUSIP Number: 590 66 B102 Item 3. Not Applicable Item 4. Ownership (a) Amount beneficially owned as of December 31, 1995: 446,848 (b) Percent of Class: 3.51% Page 3 of 5 (c) Number of Shares as to Which Such Person Has: (i) sole power to vote or direct the vote: 346,848 (ii) shared power to vote or direct the vote: 100,000 (iii) sole power to dispose or direct the disposition of: 346,848 (iv) shared power to dispose or to direct the disposition of: 100,000 Item 5. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following X. Item 6. Not Applicable Item 7. Not Applicable Item 8. Not Applicable Item 9. Not Applicable Item 10. Not Applicable Page 4 of 5 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 6, 1996 /s/ Lowell T. Swenson ------------------------------ Lowell T. Swenson Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----